0001193125-12-310562.txt : 20120723 0001193125-12-310562.hdr.sgml : 20120723 20120723163838 ACCESSION NUMBER: 0001193125-12-310562 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20120723 DATE AS OF CHANGE: 20120723 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC GROUP MEMBERS: SELIGMAN SPECTRUM FOCUS (MASTER) FUND SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEMSIC Inc CENTRAL INDEX KEY: 0001386198 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83653 FILM NUMBER: 12974703 BUSINESS ADDRESS: STREET 1: 800 Turnpike Street CITY: North Andover STATE: MA ZIP: 01845 BUSINESS PHONE: 9787380900 MAIL ADDRESS: STREET 1: 800 Turnpike Street CITY: North Andover STATE: MA ZIP: 01845 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G 1 d383654dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities and Exchange Act of 1934

 

 

Memsic, Inc.

 

(Name of Issuer)

 

 

Common Stock, $0.001 par value per share

 

(Title of Class of Securities)

 

586264103

 

(CUSIP Number)

July 23, 2012

 

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b) and Rule 13d-1(h).

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

CUSIP No. 055347207   Page 2 of 6 Pages

 

  (1)   

Name of reporting person

 

Ameriprise Financial, Inc.

   

S.S. or I.R.S. Identification No. of Above Person

 

IRS No. 13-3180631

  (2)  

Check the appropriate box if a member of a group

 

(a)  ¨        (b)  x*

 

*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with:

    (5)    

Sole voting power

 

-0-

   (6)   

Shared voting power

 

3,757,444

   (7)   

Sole dispositive power

 

-0-

   (8)   

Shared dispositive power

 

3,757,444

  (9)

  

Aggregate amount beneficially owned by each reporting person

 

3,757,444

(10)

  

Check if the aggregate amount in Row (9) excludes certain shares

 

Not Applicable

(11)

  

Percent of class represented by amount in Row (9)

 

15.62%

(12)

  

Type of reporting person

 

HC

CUSIP No. 055347207   Page 3 of 6 Pages

 

  (1)   

Name of reporting person

 

Columbia Management Investment Advisers, LLC

   

S.S. or I.R.S. Identification No. of Above Person

 

IRS No. 41-1533211

  (2)  

Check the appropriate box if a member of a group

(a)  ¨        (b)  x*

 

*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

Minnesota

Number of

shares

beneficially

owned by

each

reporting

person

with:

    (5)    

Sole voting power

 

-0-

   (6)   

Shared voting power

 

3,757,444

   (7)   

Sole dispositive power

 

-0-

   (8)   

Shared dispositive power

 

3,757,444

  (9)

  

Aggregate amount beneficially owned by each reporting person

 

3,757,444

(10)

  

Check if the aggregate amount in Row (9) excludes certain shares

 

Not Applicable

(11)

  

Percent of class represented by amount in Row (9)

 

15.62%

(12)

  

Type of reporting person

 

IA

 

CUSIP No. 055347207   Page 4 of 6 Pages

 

  (1)   

Name of reporting person

 

Seligman Spectrum Focus (Master) Fund

   

S.S. or I.R.S. Identification No. of Above Person

 

IRS No. 98-0498128

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  x*

 

*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with:

    (5)    

Sole voting power

 

-0-

   (6)   

Shared voting power

 

3,432,244

   (7)   

Sole dispositive power

 

-0-

   (8)   

Shared dispositive power

 

3,432,244

  (9)

  

Aggregate amount beneficially owned by each reporting person

 

3,432,244

(10)

  

Check if the aggregate amount in Row (9) excludes certain shares

 

Not Applicable

(11)

  

Percent of class represented by amount in Row (9)

 

14.27%

(12)

  

Type of reporting person

 

CO

CUSIP No. 055347207   Page 5 of 6 Pages

 

1(a)   

Name of Issuer:

 

Memsic, Inc.

1(b)   

Address of Issuer’s Principal

Executive Offices:

 

One Tech Drive, Suite 325

Andover, MA 01810

2(a)   

Name of Person Filing:

(“Fund”)

 

Seligman Spectrum Focus (Master) Fund

2(b)   

Address of Principal Business Office:

 

P.O. Box 309

Ugland House, South Church Street

George Town, Grand Cayman KY1-1104,

2(c)   

Citizenship:

 

Cayman Islands

2(d)   

Title of Class of Securities:

 

Common Stock

2(e)    

Cusip Number:

 

586264103

3    Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
    

 

                (a) Ameriprise Financial, Inc.

    

 

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

    

 

                (b) Columbia Management Investment Advisers, LLC

    

 

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)

    

 

                (c) Seligman Spectrum Focus (Master) Fund

    

 

An investor in accordance with Rule 13d-1(c).

4    Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

CMIA and AFI do not directly own any shares of Common Stock of the issuer. As the investment adviser of the Fund and various other unregistered and registered investment companies and other managed accounts, CMIA may be deemed to beneficially own the shares reported herein by the Fund. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by the Fund.

As the parent holding company of CMIA, AFI may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.

Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.

CUSIP No. 055347207   Page 6 of 6 Pages

 

  5    

Ownership of 5% or Less of a Class:

 

Not applicable.

  6    

Ownership of more than 5% on Behalf of Another Person:

 

To the knowledge of AFI, CMIA and Fund, no other persons besides AFI, CMIA and the Fund and those persons for whose shares of common stock CMIA and AFI report beneficial ownership have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of the securities of the issuer reported herein. As of July 23, 2012, only the Fund owned more than 5% of the class of securities reported herein.

 

     Any remaining shares reported herein by CMIA are held by various other funds or accounts managed by CMIA which each have the right to receive any dividends paid by the issuer and could terminate their respective investment advisory relationship with CMIA and then subsequently direct the use of proceeds from the sale of the common stock owned by such fund or account. To CMIA’s knowledge, none of these other funds or accounts own more than 5% of the outstanding shares of the issuer as of July 23, 2012.
  7    

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

 

AFI: See Exhibit I

  8    

Identification and Classification of Members of the Group:

 

Not Applicable

  9    

Notice of Dissolution of Group:

 

Not Applicable

10    

Certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: July 23, 2012

 

Ameriprise Financial, Inc.
By:  

/s/ Wade M. Voigt

Name:   Wade M. Voigt
Title:   Vice President – Fund Administration – Financial Reporting

Columbia Management Investment

Advisers, LLC

By:  

/s/ Amy Johnson

Name:   Amy Johnson
Title:   Chief Operating Officer
Seligman Spectrum Focus (Master) Fund
By:  

/s/ Eric T. Brandt

Name:   Eric T. Brandt
Title:   Authorized Person
Contact Information

Wade M. Voigt

Vice President – Fund Administration –

Financial Reporting

Telephone: (612) 671-5682

EXHIBIT INDEX

 

Exhibit I    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement
 EX-99.1 2 d383654dex991.htm EX-99.1 EX-99.1

Exhibit I

to

Schedule 13G

Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:

Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

EX-99.2 3 d383654dex992.htm EX-99.2 EX-99.2

Exhibit II

to

Schedule 13G

Joint Filing Agreement

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated July 23, 2012 in connection with their beneficial ownership of Memsic, Inc. Each of Seligman Spectrum Focus (Master) Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

 

Ameriprise Financial, Inc.
By:  

/s/ Wade M. Voigt

  Wade M. Voigt
  Vice President – Fund Administration – Financial Reporting
Columbia Management Investment Advisers, LLC
By:  

/s/ Amy Johnson

  Amy Johnson
  Chief Operating Officer
Seligman Spectrum Focus (Master) Fund
By:  

/s/ Eric T. Brandt

  Eric T. Brandt
  Authorized Person